Compliance Analyst

The Compliance Analyst role at Millennium involves conducting trade surveillance reviews to identify potential market manipulation and insider trading activity.

Responsibilities:

• Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity
• Monitor daily surveillance reports and exception-based alerts to identify potential areas of concern
• Review trade alerts thoroughly and escalate matters appropriately when warranted
• Support special compliance projects and broader team initiatives as assigned
• Maintain accurate, complete, and well-organized compliance books and records

Requirements:

• 3+ years of surveillance or related compliance experience, ideally at a regulator, bank or broker, or buy-side firm
• Experience with equities and/or futures markets preferred
• Strong analytical skills, sound judgment, and clear communication abilities
• High attention to detail with the ability to manage competing priorities in a fast-paced environment
• Advanced Excel skills; experience with NTS, Actimize, or Tableau is a plus

Benefits:

• Estimated base salary range: $70,000 to $145,000
• Comprehensive benefits package including discretionary performance bonus