Description
The Senior Manager, Know Your Customer (KYC) Advisory Program Oversight performs a key risk management role to help ensure corporate initiatives and line of business processes comply with applicable Anti-Money Laundering (AML) laws, regulations, and guidance.
The role will help establish an effective risk control environment and address regulatory/compliance requirements while ensuring consistency among Enterprise KYC and Advisory across Capital One Lines of Business.
Key Responsibilities:
- Lead projects and initiatives with KYC and Higher Risk Banking Relationships (HRBR) impact
- Lead cross-functional engagement with AML Legal, Advisory, ESRA, and LOBs
- Establish and lead KYC forums to resolve critical migration risks
- Oversee acquired portfolios to ensure AML and KYC compliance
- Lead the implementation and execution of various end-to-end work streams to improve the overall AML Risk Program
- Advise the line of business on application of AML requirements
- Oversee, credibly challenge, and assess the AML risk business environment
- Stay current on the changing AML regulatory landscape
- Lead AML Advisory forums to ensure consistency among Capital One Lines of Business
- Review inquiries from AML Advisors and line of business and provide guidance
- Oversee Enterprise KYC response to Audit, Regulatory, and other reviews
- Create and present materials to stakeholders to promote AML Compliance initiatives
- Strengthen Customer Due Diligence (CDD) requirements
- Conduct industry benchmarking on KYC components
- Expand organisational expertise by educating Advisory teams on emerging KYC trends
- Provide oversight and effective challenge for Launch Initiatives and AML Change Management
- Manage and support Exam, Audit, and Money Laundering Risk Assessment (MLRA) KYC activities
- Oversee the development and administration of KYC Computer-Based Training (CBTs)
Basic Qualifications:
- Bachelor's Degree or Military experience
- At least 4 years of experience in regulatory compliance, risk management, or anti-money laundering (AML) compliance
- At least 2 years of Program or Project Management experience
- At least 2 years of advisory or consulting experience
Preferred Qualifications:
- Bachelor's Degree in Business Management, Compliance, Risk, Legal, Finance, or Accounting
- 3+ years of experience advising on anti-money laundering (AML) risks
- Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification
- 2+ years of experience working with Tableau dashboards or other data visualisation tools
Salary Information:
- Chicago, IL: $161,500 - $184,300 per year
- McLean, VA: $177,700 - $202,800 per year
- New York, NY: $193,800 - $221,200 per year
- Richmond, VA: $161,500 - $184,300 per year
Benefits:
- Comprehensive, competitive, and inclusive set of health, financial, and other benefits