Description
The Senior Manager, Market Data Audits & Compliance, will oversee market data audits, compliance, and reporting functions to ensure seamless operations and alignment with LME Group initiatives.
Responsibilities:
- Own and drive the Market Data audits, reporting, and compliance function, including strategic planning, refining internal processes, audit planning, and workload management.
- Manage LME Market Data Audit and reporting policies, providing ongoing feedback to the licensing team on policy adjustments informed by audit findings.
- Provide ongoing support to team members on reporting, audits, and compliance queries, serving as a point of escalation when necessary.
- Perform on-site and remote market data audits to ensure a comprehensive overview of a customer's market data consumption.
- Take the lead in managing and finalizing audit settlements where appropriate, ensuring accuracy, compliance, and alignment with LME Market Data policies.
- Track and monitor market data usage across different licenses, flagging risks to senior management as soon as they become apparent.
- Recognize potential industry risks or changes that may affect the audit, reporting, and compliance function and develop strategies to mitigate them.
- Provide customer support for market data customers and general market data queries, fostering strong, collaborative relationships with internal and external stakeholders.
Requirements:
- Demonstrable experience in a market data compliance-focused role.
- Knowledge of Market Data compliance function, including market data use in trading systems, reference data, audit, and compliance.
- Experience of market data auditing at a Tier 1 or 2 Bank, Market Data Vendor, or an Exchange.
- Line management experience required.
- Excellent IT skills, including Outlook, PowerPoint, Word, and Excel.
The LME offers a competitive salary and benefits package.