Description
We are seeking a Market Business Oversight Compliance Assistant Vice President to join our Europe Markets Business Oversight Compliance team in Frankfurt.
The successful candidate will provide data-led expert oversight and check and challenge on business and compliance matters to ensure that Barclays is operating in compliance with its legal, regulatory, and ethical responsibilities.
Key Responsibilities:
- Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing, and systems
- Investigate potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation, or Anti-Competitive Conduct
- Conduct investigations of compliance risk events or breaches and oversee corrective actions and preventative measures
- Implement compliance policies and procedures in line with regulatory requirements
- Collaborate with 1LOD, other relevant Compliance teams, and legal, and relevant risk management functions
Assistant Vice President Expectations:
- Advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness
- Lead a team performing complex tasks and deliver work that impacts the whole business function
- Demonstrate leadership behaviours to create an environment for colleagues to thrive
Requirements:
- Experience in financial services, with knowledge of financial markets activities and instruments
- Practical knowledge of EU financial markets regulation, including MiFID/MiFIR
- Excellent written and verbal communication skills in both English and German
What We Offer:
- Opportunity to work with a leading global financial services organisation
- Collaborative and dynamic work environment
- Professional development and growth opportunities
All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, and the Barclays Mindset – to Empower, Challenge, and Drive.
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