Description
We are seeking a Client Associate to join our team at RBC Wealth Management's branch in Los Angeles.
As a Client Associate, you will be a trusted resource to our clients, advisors, and branch, using your administrative and operational skills to help our advisors manage and grow their business.
Responsibilities:
- Build and maintain professional relationships with clients by assisting them and answering account questions.
- Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.
- Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
- Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires, and ACH's in a timely manner.
- Maintain confidentiality in accordance with RBC's Code of Conduct.
Requirements:
- Bachelor's degree or job-related experience
- Strong soft skills including verbal and written communication, people, organizational, and client service skills
- Attention to detail coupled with the mindset of how you can make advisors more efficient and effective
- Series 7 and 66 (or 63/65) licenses or the willingness to get licensed within 12 months of hire
- Ability to adapt to a rapidly changing business and technology environment
Nice-to-have:
- Current FINRA registrations
- Financial services experience
What's in it for you?
- Competitive compensation: $21.15/hour - $31.73/hour, depending on experience, skills, and registration status, market conditions, and business needs
- Comprehensive Total Rewards Program, including 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off
- Opportunities for development and growth
- Collaborative and dynamic work environment