Description
We are seeking a data-focused Compliance Assurance Analyst to join our 2LoD Compliance Monitoring team, delivering an ‘always-on’, risk-based assurance programme across Financial Services.
In this role, data and analytics are at the heart of everything you do. You will leverage management information (MI), data analytics, and reporting dashboards to provide independent oversight of regulatory compliance, conduct risk, and operational controls.
With a primary focus on FCA Consumer Duty requirements, your insights will be vital in evidencing effective governance, ensuring good customer outcomes, and proactively identifying potential risks of customer harm.
Key Responsibilities
- Conduct continuous assurance monitoring, risk-based reviews, and root cause analysis using complex datasets to identify trends and mitigate potential customer harm.
- Support the development of, and maintain, automated assurance focussed dashboards to track compliance metrics, monitor key risk indicators (KRIs), and present clear findings to relevant first line teams.
- Support the production of management reporting, translating findings into meaningful insights which support first line remediation via governance committees.
- Maintain data quality standards across assurance reporting, reconciling data sources and investigating discrepancies to ensure trusted analytics.
- Leverage data trends to identify inefficiencies and continuously improve 2LoD oversight processes and assurance techniques.
- Actively participate in subject matter and technical training to continuously stretch your analytical capabilities and industry knowledge.
Essential Skills
- Strong background in Management Information (MI) and data analysis within a regulated financial services environment, with the ability to interpret and communicate complex data clearly to relevant stakeholders.
- Experience using Tableau, Power BI, or similar reporting tools, to design and develop reporting dashboards.
- Proven capability to dissect complex datasets and identify issues and root causes, with a creative approach to supporting first line with recommendation and management actions.
- Ability to demonstrate a curious and data-driven mindset in order to identify data anomalies and early warning indicators, with a focus on implementing innovative improvements to current processes with a strong attention to detail.
Desirable Skills
- Knowledge of Regulatory Compliance, Risk Management frameworks, and conduct standards within a regulated financial services environment.
- Familiarity with SQL querying, speech analytics, or workflow systems to enhance data extraction and drive deeper insights.
Additional Benefits
- The expected salary is up to £50K, depending on the skills and experience you would bring to the role.
- In addition to your contractual pay, any time worked between 22:00 - 06:00 will attract Night Premium at a rate of £4.75 per hour.
- The Partnership has adopted a hybrid working approach, meaning you'll be able to work a mixture between the office and home-based upon your personal needs, whilst balancing the needs of the business.