Description
Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. As an Audit Manager, you will focus on audits of Second Line Risk Management, including areas such as Risk Management Framework, Risk and Control Methodology, Risk Appetite, Third Party Risk Management, Operational Resiliency, Payments and International Risk.
Responsibilities:
- Lead audits or projects focused on Second line Enterprise Risk Management and Operational Risk Management.
- Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks.
- Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document auditee processes and procedures, review and analyze evidence, and identify potential issues.
- Prepare clear, organized, and complete documentation to support work performed, including draft findings.
- Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team and clients.
- Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible.
- Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires.
Requirements:
- Bachelor's Degree or military experience
- At least 5 years of experience in auditing, in accounting, in financial analysis, in compliance, or a combination.
Preferred Qualifications:
- At least 1 year of experience in leading audits and performing in the role of auditor-in-charge
- 2+ years of experience in banking or in financial services
- 1+ years of experience in performing data analysis in support of internal auditing
- Experience auditing or implementing OCC heightened standards
- Master’s Degree in Accounting, Master’s Degree in Finance or Master of Business Administration
- Certified Internal Auditor (CIA), or Certified Public Accountant (CPA), or Certified Third Party Risk Professional (CTPRP) certification, or Operational Resilience Certification, or Accredited Payments Risk Professional (APRP)
Salary Information:
- Charlotte, NC: $138,100 - $157,700 for Audit Manager
- McLean, VA: $151,900 - $173,400 for Audit Manager
- New York, NY: $165,700 - $189,200 for Audit Manager
- Plano, TX: $138,100 - $157,700 for Audit Manager
- Richmond, VA: $138,100 - $157,700 for Audit Manager
Benefits: Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.