Description
Join Hang Seng Bank as a Business Regulatory and Conduct Risk Manager, responsible for managing regulatory compliance risk, conduct risk, and regulatory reporting risk in the insurance business.
Principal Responsibilities:
- Assess, document, and address risk exposures through controls, action plans, and monitoring
- Drive consistent control design and operation expectations, evidence standards, and timely remediation of control gaps
- Identify, assess, and escalate risks and control weaknesses through governance forums and channels
- Steward the Regulatory Reporting Inventory, ensuring completeness, ownership clarity, submission cadence, and control coverage
- Design entity-wise conduct promotion and monitoring programs and drive effective Conduct Culture
- Maintain oversight of key conduct indicators and control effectiveness measures
Requirements:
- Minimum 5 years' relevant experience in insurance or banking, with exposure to Compliance, Risk Management, Internal controls, Audit, and sound knowledge of HK Insurance, Wealth business, and related regulations
- Excellent communication skills to foster good relationships with local regulators and business lines/functions
- Strong understanding of risk and control methodologies and toolkits
- Proven ability to design, assess, and improve controls
- Excellent stakeholder management, ability to influence and drive changes
- Strong business sense, self-motivated with logical and positive thinking, interpersonal and analytical skills
- Great sense of ownership and servicing mindset to ensure efficient and effective deliverables
- Proficiency in both English and Chinese