Description
We are seeking an Operations Control Specialist to join our Regulatory Reporting & Analytics team. As part of the Operations & Middle Office team, you will work closely with various departments and external vendors to ensure timely and accurate delivery of regulatory reports.
Responsibilities
- Lead the preparation and filing of regulatory reports, including SEC/CFTC, U.S. Treasury, and international reports
- Partner with Legal, Compliance, Finance, and Risk to design, develop, and enhance reporting for regulatory filings
- Monitor and analyze regulatory filing transmissions, vendor outputs, and data quality, escalating exceptions and driving resolution
- Identify opportunities to automate manual workflows, document procedures, and improve reporting accuracy and efficiency
- Stay up-to-date with new and evolving regulations, assessing their impact on reporting obligations and supporting industry advocacy efforts
- Coordinate regulatory reporting setup for new fund launches and entity restructures
- Develop and maintain reporting tools and dashboards for filing accuracy, audit readiness, and operational transparency
Requirements
- Bachelor's degree in finance, economics, accounting, or a related quantitative field
- 5-8 years of experience in financial services, preferably in operations, regulatory reporting, or fund accounting
- Strong knowledge of U.S. regulatory reporting frameworks, including SEC Form PF and CFTC reporting
- Understanding of fund operations, accounting concepts, and sell-side or buy-side experience
- Data analysis skills, including SQL and Python proficiency
- Excellent written and verbal communication skills
Benefits
- Competitive salary range: $70,000 to $160,000
- Comprehensive benefits package, including discretionary performance bonus