Description
We are seeking a Sr. Manager, Compliance Advisor to perform a key risk management role, helping to ensure corporate initiatives and lines of business processes comply with applicable laws and regulations.
Summary: As a Compliance Advisor, you will provide compliance advice to lines of business as a subject matter expert, deliver quality results, and execute or participate in corporate processes.
Responsibilities:
- Provide input on Philippine business regulatory requirements
- Offer guidance on business policies, standards, and procedures
- Develop and lead department training
- Provide compliance advice on complex projects
- Review business controls and provide guidance on identified risks
- Identify trends in data and proactively advise on identified external and internal risks
- Maintain subject matter expertise of applicable Philippine laws and regulations
- Perform and review control assessments executed by peers
- Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts
- Provide effective challenge and guidance on compliance risks
- Advise lines of business on application of compliance requirements
- Assist lines of business in the development and maintenance of the Compliance Program
- Support lines of business through expert advice
- Conduct targeted validations and reviews on controls for applicable regulations
- Participate in reporting activities used by Senior Leadership
- Travel to the U.S., when needed
Basic Qualifications:
- Bachelor’s degree or equivalent work experience
- 5+ years experience in legal, compliance, audit, or relevant experience at a financial institution
- Ability to influence outside of Compliance and provide effective challenge
- Strong communication skills both written and verbal
- Leverages knowledge of Philippine laws and regulations to make recommendations to the business
- Amenable to working in a Hybrid setting (Alabang, Muntinlupa)
- Amenable to working a Mid Shift schedule
Preferred Qualifications:
- Bachelor of Law (LLB) or Master of Law (LLM) Degree
- Experience in regulatory compliance, reporting, and monitoring including a deep knowledge of Philippines laws and regulations