Description
Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organisation’s Audit Committee. As an Audit Manager, you will focus on conducting operational audits of the Consumer Lending portfolio (specifically Credit Cards and Personal Loans), providing independent and objective assurance over compliance, governance, and risk management frameworks.
Responsibilities:
- Plan, perform, and lead large, complex audits across the Consumer Lending (Credit Card and Personal Loans) business units.
- Manage the timely and quality delivery of multiple concurrent tasks, including audits, special assignments, and administrative duties, while working independently across the department to successfully meet deadlines.
- Supervise and coordinate work assignments among audit team members, providing timely feedback, on-the-job training, and coaching.
- Execute audit procedures, identify and define issues, perform issue validations to confirm sustainable remediation, and document processes.
- Assess the relevance of audit findings, potential exposures, materiality, and emerging trends, demonstrating a strong awareness of big-picture business issues.
- Leverage available data, analytical tools, and emerging AI technologies during the planning, fieldwork, and reporting phases of audit delivery.
- Effectively communicate audit scope, protocols, risks, and recommendations during kick-offs, status updates, and exit meetings, tailoring your message to the audience.
- Establish and maintain influential relationships with key business and audit partners.
- Provide input into the development of the annual audit plan through continuous monitoring and ongoing risk assessments.
Requirements:
- Bachelor’s Degree or military experience.
- At least 5 years of experience in auditing, compliance, or risk management, or a combination.
- At least 3 years of experience in leading audit engagements or performing in the role of auditor-in-charge.
Preferred Qualifications:
- Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration.
- Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Risk Compliance Manager (CRCM).
- 6+ years of experience in auditing consumer compliance, banking, or the financial services industry.
- 1+ years of experience with data analytics tools in support of internal audit.
The salary ranges for this role are:
- Charlotte, NC: $138,100 - $157,700
- McLean, VA: $151,900 - $173,400
- New York, NY: $165,700 - $189,200
- Plano, TX: $138,100 - $157,700
- Richmond, VA: $138,100 - $157,700
- Riverwoods, IL: $138,100 - $157,700