Description
We are seeking a Vice President in our Business Oversight Compliance team, focusing on USCB Financial Crime.
The successful candidate will provide expert oversight and challenge on business and compliance matters to ensure Barclays operates in compliance with legal, regulatory, and ethical responsibilities.
Key responsibilities include:
- Identifying and assessing compliance risks through reviews of business activities, processes, testing, and systems.
- Investigating potential market abuse, money laundering, terrorist financing, and other financial crimes.
- Implementing compliance policies and procedures in line with regulatory requirements.
- Collaborating with various teams to facilitate a comprehensive approach to compliance and risk management.
- Advising senior stakeholders on financial crime requirements and translating regulatory expectations into sustainable control improvements.
As a Vice President, you will be expected to:
- Contribute to strategy, drive requirements, and make recommendations for change.
- Manage and mitigate risks through assessment and governance.
- Demonstrate leadership and accountability for managing risk and strengthening controls.
- Create solutions based on sophisticated analytical thought and maintain trusting relationships with internal and external stakeholders.
Requirements include:
- AML and fraud experience, including transaction monitoring and SAR referrals.
- Experience conducting gap analysis and thematic reviews.
- Knowledge of sanctions controls and OFAC screening.
- Ability to challenge risk assessments and evaluate control effectiveness.
- Experience supporting regulatory exams and audits.
Highly valued skills include:
- Consumer banking experience across various products.
- Leadership in product approvals and risk appetite.
- Financial crime investigations and SAR governance.
- Ability to influence senior stakeholders.
- Excel and PowerPoint skills, including large data analysis and executive reporting.