Principal Risk Specialist, Control Testing

We are seeking a Principal Risk Specialist, Control Testing to join our team in Alabang, Muntinlupa City.

As a Principal Risk Specialist, Control Testing, you will effectively identify, assess, monitor, and mitigate risks within the site consistent with Capital One’s internal controls and policies.

General Responsibilities:

• Perform First Line of Defense Assessments, including conducting periodic controls testing, Business Area Risk Review, Risk Management and Control Framework, and Enterprise Risk Self-Assessment
• Lead local site audit management and liaise with internal and external auditors to facilitate audit requirements
• Input risk issues and events in GRC, identify potential risk issues and events, and participate in the analysis and resolution of risk issues and controls
• Maintain inventory of identified risks, controls, and remediation completion
• Partner with Risk counterparts and management team to implement sustainable policies and compliance control programs
• Provide training and assistance to Risk points-of-contact and other employees on control procedures
• Perform periodic testing, control awareness discussions, and distribute control tools
• Cascade respective risk policies and standards relevant to each function
• Prepare materials for monthly Risk Committee Review meeting

Basic Qualifications:

• Business graduate, preferably with Accounting units
• 3-5 years’ experience in managing risk and internal controls in Financial industry
• Certified internal Auditor
• Understanding of operational risk management framework and techniques
• Strong analytical skills to understand risk processes and identify appropriate controls
• Effective communication skills to present, negotiate, and influence
• Sound judgment in recommending and implementing resolutions

Work Arrangement:

• Hybrid setup on a midshift schedule