Description
Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. We are seeking an energetic, self-motivated Senior Auditor to join our AML/Fraud and Ethics Audit team.
Responsibilities:
- Participate in major components of BSA / AML, Sanctions, and Fraud Compliance audits
- Assist in performing risk assessments of business activities and perform relevant testing based on the risks and processes associated with the area being audited
- Assist in communicating issues, risks and recommendations to all levels of management
- Operate independently and ensure work is completed on schedule and meets high-quality standards
- Develop and maintain strong and effective working relationships with key business partners and the extended Audit group
- Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery
- Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales
- Proactively seek out learning opportunities to enhance skills and competencies related to role
Requirements:
- Bachelor's Degree or military experience
- At least 2 years of experience in auditing, accounting, financial analysis, compliance, Anti-Money Laundering, Fraud or Sanctions, or a combination
Preferred Qualifications:
- Master’s Degree in Auditing, Accounting, Information Systems or Master of Business Administration
- Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification
- 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
- 2+ years of experience performing data analysis in support of internal auditing
Salary:
- Charlotte, NC: $87,700 - $100,100
- McLean, VA: $96,500 - $110,100
- New York, NY: $105,300 - $120,100
- Plano, TX: $87,700 - $100,100
- Richmond, VA: $87,700 - $100,100
Benefits:
- Comprehensive, competitive, and inclusive set of health, financial and other benefits