Description
Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. We are seeking an energetic, self-motivated Audit Manager, Commercial Bank interested in becoming part of our Audit team.
Responsibilities:
- Proactively monitor the assigned audit universe for needed updates.
- Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan, as needed.
- Direct or lead large, complex business unit and project audits.
- Develop engagement planning documentation to communicate rationale for scoping decisions and develop audit programs to ensure adequate coverage of risk.
- Design and sometimes execute internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level.
- Understand the broader context and implications of risks affecting the business.
- Identify and implement efficiencies in executing test work.
- Supervise and coordinate work assignments amongst audit team members. Provide timely feedback, on-the-job training, and coaching to audit staff.
- Establish and maintain good relationships with key business and audit partners.
- Effectively communicate audit process, scope, protocol, issues, risks and recommendations during kick-off, periodic status updates, and exit meetings.
- Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues.
- Manage timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities.
- Self-prioritize and independently complete multiple tasks across the team and department.
- Demonstrate the ability to successfully meet deadlines.
- Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus.
- May be called upon to effectively represent internal audit at management meetings, internal forums, and to some external organizations.
Requirements:
- Bachelor’s Degree or military experience
- At least 5 years of experience in auditing one or more of the following areas: commercial banking or financial services industry, or risk management
- At least 3 years of experience in leading audit engagements or in project management role
Preferred Qualifications:
- Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration
- Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Risk Compliance Manager (CRCM)
- 6+ years of experience in auditing commercial banking portfolio
- 1+ years of experience with data analytics tools in support of internal audit
Salary Information: The minimum and maximum full-time annual salaries for this role are: Charlotte, NC: $138,100 - $157,700 for Audit Manager McLean, VA: $151,900 - $173,400 for Audit Manager New York, NY: $165,700 - $189,200 for Audit Manager Plano, TX: $138,100 - $157,700 for Audit Manager Richmond, VA: $138,100 - $157,700 for Audit Manager
Benefits: Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.