Description
As a Registered Client Associate at RBC Wealth Management, you will be an integral part of our branch serving financial advisors and clients. You will use your administrative and operational skills to help advisors manage and grow their business, demonstrating a client-first approach while meeting compliance standards.
Responsibilities:
- Build and maintain professional relationships with clients by assisting them and answering account questions.
- Take initiative to handle account inquiries and customer needs, escalating to financial advisors when necessary.
- Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicating with clients about required items.
- Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires, and ACHs in a timely manner.
- Maintain confidentiality in accordance with RBC's Code of Conduct.
Requirements:
- Bachelor's degree or job-related experience.
- Strong soft skills, including verbal and written communication, people, organizational, and client service skills.
- Attention to detail and the ability to make advisors more efficient and effective.
- Series 7 and 66 (or 63/65) licenses.
- Ability to adapt to a rapidly changing business and technology environment.
Nice-to-have:
- Current FINRA registrations.
- Financial services experience.
Benefits:
- Competitive compensation, ranging from $55,000 to $90,000 depending on experience, skills, and registration status.
- Comprehensive Total Rewards Program, including 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
- Leaders who support your development through coaching and managing opportunities.
- Opportunity to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.