Description
The Compliance Associate role at Millennium's Quantitative Trading Compliance team involves supporting the administration of the Firm’s global Quantitative Trading Compliance program.
Responsibilities:
- Support the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams under the Firm’s Algorithmic Trading Policy
- Monitor regulatory developments, industry initiatives, and evolving compliance expectations affecting quantitative trading
- Conduct ongoing analysis to help enhance the Firm’s global Quantitative Trading Compliance program
- Assist with regulatory examinations, inquiries, investigations, and other compliance-related projects
- Support the drafting and maintenance of compliance policies and procedures
- Prepare and deliver compliance training materials
Requirements:
- 3-5 years of relevant experience, ideally gained at a regulatory authority, bank, broker-dealer, or buy-side firm
- Experience addressing algorithmic or systematic trading matters, with an understanding of model-based trading and investment and execution algorithms preferred
- Bachelor’s degree in Computer Science, Finance, Economics, or a similar field preferred, with a strong academic record
- Understanding of global financial markets and market structure preferred
- General understanding of artificial intelligence, including current regulatory focus areas
- Strong analytical and conceptual problem-solving skills, with close attention to detail
- Strong sense of ownership and personal responsibility, with the ability to manage priorities, multitask, and meet deadlines
- Strong written and verbal communication skills, including the ability to develop presentation materials for senior management; proficiency in Microsoft PowerPoint and Excel
Benefits:
- The estimated base salary range for this position is $70,000 to $160,000
- Comprehensive benefits package