Compliance Associate

The Compliance Associate role at Millennium's Quantitative Trading Compliance team involves supporting the administration of the Firm’s global Quantitative Trading Compliance program.

Responsibilities:

• Support the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams under the Firm’s Algorithmic Trading Policy
• Monitor regulatory developments, industry initiatives, and evolving compliance expectations affecting quantitative trading
• Conduct ongoing analysis to help enhance the Firm’s global Quantitative Trading Compliance program
• Assist with regulatory examinations, inquiries, investigations, and other compliance-related projects
• Support the drafting and maintenance of compliance policies and procedures
• Prepare and deliver compliance training materials

Requirements:

• 3-5 years of relevant experience, ideally gained at a regulatory authority, bank, broker-dealer, or buy-side firm
• Experience addressing algorithmic or systematic trading matters, with an understanding of model-based trading and investment and execution algorithms preferred
• Bachelor’s degree in Computer Science, Finance, Economics, or a similar field preferred, with a strong academic record
• Understanding of global financial markets and market structure preferred
• General understanding of artificial intelligence, including current regulatory focus areas
• Strong analytical and conceptual problem-solving skills, with close attention to detail
• Strong sense of ownership and personal responsibility, with the ability to manage priorities, multitask, and meet deadlines
• Strong written and verbal communication skills, including the ability to develop presentation materials for senior management; proficiency in Microsoft PowerPoint and Excel

Benefits:

• The estimated base salary range for this position is $70,000 to $160,000
• Comprehensive benefits package