Description
We are seeking an experienced Electronic Trading Governance and Controls Director to join our team in London.
As part of the Market Conduct Office (MCO) within Investment Bank Central, the successful candidate will be responsible for electronic trading governance and control frameworks relating to operational risk, conduct risk, and regulation, in the Investment Bank and beyond.
The ideal candidate will have deep knowledge of Electronic Trading and/or risk management frameworks, automated and Algorithmic Trading including DEA, as well as relevant regulation including MiFID, MAR, and Senior Managers Regime.
Key Responsibilities:
- Enhance and maintain the Electronic Trading conduct risk and control framework.
- Manage the conduct risk assessment process and challenge business self-assessments by conducting independent reviews and recommending enhancements where required.
- Work with 1st and 2nd line functions to assist with related processes including for Inventories and Material Change.
- Support audit and regulatory reviews and projects in relation to Electronic Trading.
- Work with the wider ETGC team and technology to document requirements, prioritise development, test and sign off changes to risk assessment, MI and workflow systems, in support of streamlining and converging the various types of assessments.
- Support Electronic Trading governance forums by preparing materials and minutes.
What we'll offer you:
- Hybrid Working - we understand that employee expectations and preferences are changing.
- Competitive salary and non-contributory pension.
- 30 days' holiday plus bank holidays, with the option to purchase additional days.
- Life Assurance and Private Healthcare for you and your family.
- A range of flexible benefits including Retail Discounts, a Bike4Work scheme, and Gym benefits.
- The opportunity to support a wide-ranging CSR programme + 2 days' volunteering leave per year.
Your skills and experience:
- Deep knowledge of Electronic Trading and/or risk management frameworks, automated and Algorithmic Trading including DEA.
- Deep knowledge of relevant regulation including MiFID, MAR, and Senior Managers Regime, or equivalent.
- Background in conduct risk management, Audit, Compliance, or related consulting roles.
- Experience in working with auditors, regulators, 1st line (business and technology), and 2nd line functions.
- Solid oral and written communication to senior management.
- Exceptional stakeholder management skills.