Description
We are seeking a Vice President - Regulatory Authorization and Permissions to join our team at Barclays in Pune.
The successful candidate will assist and review regulated entity authorisations applications to ensure they are valid, complete, and compliant with all applicable policies and procedures. The role involves investigating and raising unauthorised regulated entity incidents potentially operating outside of its licence.
Key Responsibilities:
- Identify and assess potential risks associated with regulated entity authorisations and implement risk mitigation strategies to safeguard the bank and its customers' interests.
- Investigate potential incidents of unauthorised regulated activities and recommend corrective actions and process improvements.
- Provide training to colleagues on how to request UK entity authorisations.
- Manage the single depositary (Global Entity Authorisations Register) of regulated entities authorisations status and its licences data.
- Develop and implement regulated entity authorisation policies, standards, and procedures relating to regulated entities' business activities and licences.
- Develop and implement authorisations controls supplementary to Business controls.
- Provide SME advice and assistance across Barclays on matters relating to UK Authorisations requirements and internal Barclays governance requirements.
Vice President Expectations:
- Contribute to or set strategy, drive requirements, and make recommendations for change.
- Plan resources, budgets, and policies; manage and maintain policies/processes; deliver continuous improvements and escalate breaches of policies/procedures.
- If managing a team, define jobs and responsibilities, plan for the department's future needs and operations, counsel employees on performance, and contribute to employee pay decisions/changes.
- Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work of your team.
- Demonstrate comprehensive understanding of the organisation's functions to contribute to achieving the goals of the business.
- Collaborate with other areas of work to keep up to speed with business activity and business strategies.
- Create solutions based on sophisticated analytical thought, comparing and selecting complex alternatives.
Requirements:
- Extensive experience in regulatory compliance, preferably in licensing, cross-border governance, and Entity Authorization.
- Deep understanding of global regulatory frameworks in the financial service segment.
- Proven ability to lead large governance programs and multi-region regulatory initiatives.
- Strong analytical capability to interpret complex regulatory datasets.
- Exceptional stakeholder management with senior executives and regulators.
- Experience leading policy/standard refresh cycles and control framework implementation.
- Ability to manage high volumes of data with accuracy and strategic insight.
- Strong communication, influence, and leadership skills across matrixed organisations.