Description
We are seeking a Compliance Manager to oversee compliance for Capital Group's business and operations in Hong Kong. The successful candidate will provide timely, practical, and risk-based regulatory and compliance advice to business stakeholders.
Responsibilities:
- Oversees and supports ongoing compliance with applicable Hong Kong regulatory requirements and internal policies and standards
- Monitors and assesses regulatory developments affecting the Hong Kong and China business and operations
- Acts as the primary Compliance contact for Hong Kong business stakeholders
- Leads and supports the development, review, and maintenance of applicable compliance policies, procedures, and compliance manuals
- Supports appropriate escalation, reporting, and communications to management, governance committees, and boards on key regulatory and compliance matters
- Provides local leadership and senior support to the Hong Kong DSM Compliance associate
Requirements:
- Strong knowledge of the financial services industry and the Hong Kong asset management regulatory environment
- Demonstrates broad knowledge and practical experience across Distribution, Sales, and Marketing Compliance and Corporate Compliance matters
- Strong analytical and judgment skills, with the ability to interpret complex regulatory requirements
- Strong stakeholder management and influencing skills
- Excellent written and verbal communication skills
- University degree required; legal, compliance, regulatory, or other relevant professional qualifications/certifications would be an advantage
- 10+ years of relevant compliance experience within the financial services industry
- Fluent in spoken and written English; proficiency in spoken Chinese and the ability to read Chinese are required
Benefits:
- Competitive salary
- Bonuses and benefits
- Company-funded retirement contribution
- Generous time-away and health benefits
- Flexible work options
- 2-for-1 matching gifts for charitable contributions
- On-demand professional development resources