Description
We are seeking a Senior Manager, Anti-Money Laundering Advisor to join our team at Capital One Canada. The successful candidate will serve as a compliance advisor and partner for our Canadian line-of-business teams, providing clear, risk-informed guidance on anti-money laundering (AML) matters.
The Senior Manager, AML Advisory will work independently, initiating actions and completing tasks with limited direction. They will think outside the box, setting and challenging the broader agenda and demonstrating a possibilities mindset. The ideal candidate will be comfortable making risk-based decisions that align with policy and risk appetite, with minimal support.
Key responsibilities include:
- Executing and operationalizing AML policies and procedures to enable the business to have a competitive advantage
- Informing the development of the CAMLO Strategic Plan by identifying compliance, process, and technology enhancement opportunities
- Supporting the engagement model between Canada AML Advisory and partners to ensure consistency, visibility, and support for the Canada AML Program
- Evaluating risks and process deficiencies, and working with Business Leadership Teams to improve risk management and compliance framework with a customer-centric focus
- Overseeing day-to-day Canada AML activities related to control effectiveness, reporting, and regulatory assessments
- Identifying emerging risks and proactively driving AML Program enhancements
- Leading the development and delivery of in-person training and presentations to business and functional partners
- Supporting Internal Audits, Regulatory Engagements, and other effectiveness reviews
- Making recommendations to the Chief Anti-Money Laundering Officer and Chief Compliance/Chief Risk Officer on process and control risks, emerging trends, and vulnerabilities
The Senior Manager, AML Advisory will act as a Subject Matter Expert (SME) to senior stakeholders and/or other team members on the Legal & Compliance Team, conducting independent reviews of historical frameworks and program decisions to ensure consistent risk tolerance and decision-making over time.
At Capital One Canada, you will be empowered to take end-to-end ownership of your work and your career, backed by a high-performance, hybrid culture and holistic suite of benefits designed to support your whole self.