Description
The Corporate Compliance team at Capital One is seeking an experienced Compliance Tester III to execute risk-based compliance transaction testing. The successful candidate will develop a deep understanding of complaints requirements and conduct monitoring/testing to validate adherence.
Responsibilities include:
- Executing targeted transaction testing for consumer compliance requirements
- Managing testing schedules to ensure timely completion
- Analyzing data from multiple sources and documenting results
- Developing new ways to test large populations of data
- Reviewing transaction tests executed by peers for accuracy
- Establishing relationships with Compliance Advisors and Business Areas
- Demonstrating ability to explore new technologies
- Assisting in communicating results to Compliance Officers
Basic Qualifications:
- High School Diploma, GED or equivalent certification
- At least 3 years of experience in compliance, testing, or quality assurance
Preferred Qualifications:
- Bachelor's Degree
- 4+ years of financial services consumer compliance monitoring experience
- 4+ years of consumer compliance auditing experience
- 4+ years of quality assurance experience
- Experience creating presentations
- Working knowledge of basic statistics
The salary range for this role is $109,900 - $125,400 per year, depending on location. This role is also eligible to earn performance-based incentive compensation.