Description
iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team.
Responsibilities:
- Liaise with relevant business teams to collect and aggregate data and prepare for submission various U.S. and international regulatory filings including, Form ADV, Form PF, BE-185, Form SLT, Form 45-106F1, and Regulation D and blue-sky filings.
- Develop, update, and implement procedures, as needed, to ensure robust processes for regulatory filings.
- Monitor and analyze industry-wide compliance initiatives and federal, state, and non-U.S. regulatory developments to determine how such developments may impact iCapital's activities and reporting requirements, as well as discuss such changes with senior management.
- Inform senior management of any material regulatory or operational changes.
- Collaborate with internal and external stakeholders to improve data quality, processes, operational readiness, scalability, and efficiency.
- Assist with ad-hoc compliance-related matters.
Qualifications:
- 2-5 years of registered investment adviser experience, preferably in preparing regulatory filings
- Experience with alternative investments and understanding of compliance restrictions around private placements, including SEC filings for private funds
- Comfortable leading discussions and initiatives with senior internal and external stakeholders
- Able to manage multiple deadlines and projects
- Organized and detailed oriented with big picture capability
- Strong interpersonal and leadership skills
- Willingness to learn new topics and work in an evolving business environment
- Proficiency in Microsoft Excel and Microsoft Word and an aptitude to quickly pick up additional technologies
Benefits:
- The base salary range for this role is $70,000 to $95,000.
- iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus.
- Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
- Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.