Description
The Compliance Governance, Oversight and Validation (CGOV) team within Compliance & Ethics at Capital One is seeking a collaborative, analytically-focused risk management professional to support well-managed governance processes and protocols. This role involves working closely with cross-functional teams to carry out key governance activities, collecting and analysing data, and implementing process improvements. The position offers the opportunity to serve as a strategic partner to senior leaders by implementing and supporting Compliance Management Program methodologies, assessing risks, and serving as an ambassador for innovative, AI-driven workflows.
Responsibilities:
- Coordinate Compliance Processes and Governance: Develop, coordinate, and mature internal processes and program governance.
- Establish and Manage Engagement Structures: Set up and maintain milestone meetings, folder organisation, communication channels, and meeting minutes.
- Resolve Impediments and Support Compliance Organisational Priorities: Resolve or escalate impediments to deliver on top priorities.
- Audit/Exam Support: Assist with Compliance-related audits and exams, engage in pre-planning, prepare and distribute status reports.
- Dashboard Governance: Manage intake requests for new or decommissioned Compliance dashboards.
- Facilitate Reporting and Analytics: Support the gathering of insights and data, prepare written reports, and deliver oral presentations.
- Stakeholder Communication & Change Management: Communicate assessment results, process outcomes, and issue management to leadership.
- Documentation: Support C&E Policies, Standards, and Procedures (PSP) governance and create job aids.
- Tool Advocacy: Leverage and integrate AI tools into daily workflows.
- Monitoring & Quality Assurance: Design, implement, and execute monitoring and quality assurance activities.
- Collaboration: Participate in cross-functional project teams.
Ideal Candidates:
- Critical thinkers who seek to understand the business, regulatory, process, risk, and control environment.
- Use data analysis to drive insights and propose solutions.
- Foster an environment that promotes trust and belonging.
- Possess a relentless focus on quality and timeliness.
- Develop collaborative relationships within and outside of the immediate team.
- Do the right thing and lead by example.
- Communicate in a clear and compelling way to influence individuals at all levels.
Basic Qualifications:
- High school diploma, GED, or equivalent certification.
- At least 3 years of Compliance, Audit, or Risk Management experience.
- At least 1 year of Financial Services experience.
- At least 1 year of experience using Google Suite.
Preferred Qualifications:
- Bachelor’s Degree or Military experience.
- At least 2 years of experience in Project Management, Process Management, or Relationship Management.
- Process Management, Project Management, or Risk Management Certification.
- Proficient in the use of query and data visualisation tools (Tableau).
- Experience using AI tools (Gemini, Workspace Studio, Gemini Notebook, etc.).
Salary Information:
- McLean, VA: $96,500 - $110,100 for Sr. Risk Associate
- Richmond, VA: $87,700 - $100,100 for Sr. Risk Associate
Benefits: Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being.