Description
BlackRock is seeking a Compliance Officer to join the Australasian Compliance team. The successful candidate will be responsible for ensuring that Australian and New Zealand based BlackRock entities fulfill their local regulatory obligations and that BlackRock compliance policies and procedures are applied in relation to them.
Responsibilities:
- Fulfilling recurring compliance obligations, including reviewing marketing materials, providing compliance input in relation to client due diligence requests and requests for proposals, completion of periodic attestations, preparing governance papers, liaising with External Auditors, coordinating and participating in the annual assurance process, assisting with regulatory filings, and assisting monitoring regulatory reforms and developments in Australia and NZ.
- Providing advice in relation to the operation of local regulation and BlackRock policies and procedures.
- Supporting the Australasian Compliance team and key business stakeholders in fulfilling ad hoc projects.
- Working with senior members of the Compliance Team to fulfill strategic initiatives.
Qualifications / Experience Required:
- At least 3-5 years of regulatory compliance experience, ideally in investment management.
- Basic understanding of the Australian regulatory environment insofar as it applies to investment management.
- Basic understanding of investment products (preferably both ETFs and unlisted managed funds).
- Self-motivated individual, with a commitment to excellence.
- Acute attention to detail and highly organized.
- A self-starter who enjoys working as part of a team.
- Ability to collaborate and operate across the broader business.
- A keen interest in further developing a career and expertise in Compliance.
Benefits:
- Strong retirement plan
- Tuition reimbursement
- Comprehensive healthcare
- Support for working parents
- Flexible Time Off (FTO)
Hybrid work model:
- Employees are currently required to work at least 4 days in the office per week, with the flexibility to work from home 1 day a week.