Description
The Retail Bank Audit team at Capital One seeks a highly motivated and self-driven Senior Auditor to join the team. The Senior Auditor will execute professional internal auditing responsibilities across the Retail Bank line of business and associated functional areas.
The role involves conducting operational, financial, and compliance audit projects and contributing to the annual audit plan development. The Senior Auditor will be responsible for maintaining all organisational and professional ethical standards.
Key responsibilities include:
- Assessing risk of business activities, potential exposures, and materiality of loss; designing and performing audit procedures to verify effectiveness
- Designing and executing internal control testing for moderately complex operations
- Utilising data and analytical tools during all phases of audit delivery
- Establishing and maintaining strong client relations during engagements
- Communicating audit results to management through written reports and oral presentations
The ideal candidate will:
- Provide assurance on governance, risk management, and internal controls with insight and objectivity
- Be adaptable, intellectually curious, and challenge assumptions
- Build influential, trusting relationships based on shared risk objectives to deliver impact and elevate Audit's value
- Value data, innovation, and technical knowledge, leveraging analytics to improve audit capabilities
- Be a coach who invests in team development and fosters a positive environment that attracts and retains top talent
Basic qualifications:
- Bachelor’s Degree or military experience
- At least 2 years of experience in auditing, accounting, or a combination
Preferred qualifications:
- Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA)
- 2+ years of experience in banking or 2+ years of experience in financial services industry
- 2+ years of experience auditing in the areas of retail banking, consumer lending, payments, small business banking, vendor management, or any combination
- 2+ years of experience performing data analysis / data analytics techniques in support of internal auditing
- Experience using and auditing AI-driven tools and processes, evaluating model outputs, or using AI tools in audit work and risk assessments
The salary range for this role is:
- Charlotte, NC: $87,700 - $100,100
- McLean, VA: $96,500 - $110,100
- Plano, TX: $87,700 - $100,100
- Richmond, VA: $87,700 - $100,100
This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI).
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being.