Description
We are seeking a Vice President/Assistant Vice President to join our Compliance Risk Oversight & Regulatory Co-ordination team under Group Compliance.
The successful candidate will be responsible for running the compliance risk oversight program to manage regulatory reviews, conduct risk-based reviews over compliance with Compliance Policies and other internal policies as requested, facilitate regulatory commitments tracking, and support projects related to Compliance operations, tools, and controls enhancements.
Key responsibilities include:
- Developing and implementing risk-based reviews over compliance with Policies
- Maintaining and executing the Compliance Issue Management program
- Providing compliance advice and support to various divisions and functional areas
- Supporting regulatory reviews, including those conducted by the SFC and other regulators
- Assisting in drafting, reviewing, and maintaining internal Compliance policies, procedures, and guidelines
- Contributing to the development of internal training programs
- Providing support on projects related to Compliance operations, tools, and controls enhancements
HKEX is committed to being an Equal Opportunity Employer and values diversity in the workplace.