Description
The Investment Accounting Group provides accounting and regulatory data services to financial institutions. The team delivers reconciliation, asset tracking and accounting, monthly reporting packages, and regulatory schedules.
As a Vice President in the Investment Accounting Group, you will provide leadership and subject-matter expertise across operational risk, controls and governance, maintaining an end-to-end view of the control environment across Investment Accounting and its service partners.
Your responsibilities:
- Maintain an end-to-end view of operational risk and the control environment across Investment Accounting and its service partners.
- Act as a senior subject-matter expert and coordination point across operational risk, controls, governance and issue management.
- Lead and enhance governance, escalation, monitoring and management-information frameworks.
- Identify and challenge control, process and documentation weaknesses.
- Lead key risk and control activities, including RCSA, access governance and recertification, business continuity planning, and periodic control assessments.
- Lead coordination of Internal Audit, regulatory and other independent reviews.
- Provide risk and control leadership for significant business and technology change.
- Partner across Investment Accounting, Product, Engineering, Data, Client and Risk teams to ensure new processes and capabilities are introduced with appropriate controls.
- Analyze incidents, control failures and recurring operational issues to identify broader trends and systemic risks.
- Lead the Investment Accounting Risk and Control Self-Assessment (RCSA) and Business Continuity Planning (BCP).
- Provide risk and governance oversight for AI, automation and other emerging technology use cases.
Your experience:
- Six or more years of relevant experience in financial services, investment accounting, operations, operational risk, controls, audit or a related discipline.
- Strong understanding of operational-risk and control frameworks.
- Experience leading or materially supporting Internal Audit, regulatory reviews, risk assessments, control testing, SOC/SOX or comparable control-focused engagements.
- Working knowledge of investment accounting, financial reporting, asset servicing or another complex, highly controlled financial-services operating environment.
- Demonstrated ability to identify emerging or systemic risks and translate them into practical, scalable control and governance improvements.
- Strong judgment and ability to challenge constructively.
- Ability to influence senior leaders and cross-functional stakeholders without relying on direct authority.
- Strong written and verbal communication skills.
- Demonstrated ability to lead multiple complex initiatives simultaneously across global and matrixed teams.
- Experience with technology-enabled operating-model change, automation or AI governance is desirable.
Our benefits:
- Retirement investment and tools designed to help you build a sound financial future.
- Access to education reimbursement.
- Comprehensive resources to support your physical health and emotional well-being.
- Family support programs.
- Flexible Time Off (FTO).
Our hybrid work model:
- Employees are currently required to work at least 4 days in the office per week, with the flexibility to work from home 1 day a week.
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