Regulatory Control Analyst

We are seeking a Regulatory Control Analyst to join our Anti-Financial Crime (AFC) team in Bangalore. As a Regulatory Control Analyst, you will be responsible for reviewing and approving client escalations for remediation, regular review, new product extensions, and event-driven reviews. You will also assess risk factors identified through due diligence provided by client lifecycle management (CLM) and apply subject matter expertise judgment as to relevance and/or materiality of escalation triggers.

Responsibilities:

• Review and approve client escalations for Remediation, Regular Review, New Product Extensions, and Event Driven Reviews within agreed SLAs
• Ensure generated client risk rating is in line with expectations and procedures
• Assess risk factors identified through due diligence provided by client lifecycle management (CLM)
• Apply subject matter expertise judgment as to relevance and/or materiality of Escalation triggers
• Engage with appropriate BLAFC specialist team where further escalation is required
• Liaise with CLM to obtain additional information or request ACO to conduct additional research where required
• Ensure outcome and rationale are clearly documented within KYC systems and/or escalated for further guidance
• Contributing to the wider global KYC Centre of Excellence programme, identifying best practices
• Deciding on new or existing clients that are escalated or deciding to escalate further to Governance Forums for review
• Defining and implementing strategic TOM in-line with local/regional/global standards and change programmes

Requirements:

• Graduate with any stream and at least 8 years' experience in AFC or a related control function within an international organization/bank in the Financial Services industry
• Extensive experience with the KYC process
• Strong understanding of AFC risks and typologies
• Experience of relevant regulations/laws and related circulars
• Financial Crime function expertise and should be considered a Subject Matter Expert (SME) in the Financial Crime area on relevant laws and regulations
• Ability to identify and manage financial crime risks arising from regular reviews, event-driven reviews, new client adoptions, and new product extensions
• Strong communication, organizational, and interpersonal skills
• Proven analytical skills, problem-solving ability, and a control mindset paired with meticulous attention to detail

Benefits:

• Best-in-class leave policy
• Gender-neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender-neutral)
• Sponsorship for industry-relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term Life Insurance
• Complimentary Health screening for 35 yrs. and above