Description
We are seeking a Senior Risk Manager to drive the implementation and day-to-day management of our risk management framework for the Wise US Broker Dealer franchise, focusing on Operational risk management.
Responsibilities:
- Supporting the implementation and operation of our enterprise risk framework, with a focus on Operational risks
- Defining key risks inherent in end-to-end business processes and coordinating control mapping and documentation
- Designing a scalable control monitoring program
- Supporting first-line teams in documenting, solutioning, and prioritizing control gaps
- Providing ongoing oversight of issue remediation activities
- Supporting the development and implementation of key risk indicators and risk appetite statements
- Coordinating the quarterly residual risk assessment process
- Partnering with 'first-line' teams to support the design and launch of new products and features
- Promoting and embedding a proactive risk culture
Qualifications:
- Experience in financial services, ideally a broker-dealer or investment management/advisory firm, or fintech
- Proven experience in broker-dealer (FINRA/SEC) end-to-end investment services and operations
- Familiarity with payment products, ACH payment rails, and payment operations
- Comfortable with data analysis and data-driven problem-solving
- Experience in enterprise and/or operational risk management
- Excellent verbal and written communication skills
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