Investment Compliance Monitoring Analyst

Invesco is seeking an Investment Compliance Monitoring Analyst to join the APAC Investment Compliance team in Hong Kong.

The successful candidate will be responsible for carrying out regional investment compliance monitoring activities, working closely with regional team members, offshore support teams, and key stakeholders.

Key responsibilities include:

• Validating pre-trade alerts in order management systems and providing effective second-line challenge
• Overseeing and validating post-trade batch monitoring output and assessing whether alerts are valid
• Working with offshore and global Investment Compliance teams to support investment restriction workflows
• Analysing client mandates, prospectuses, and regulatory requirements to identify investment restrictions
• Participating in rule testing and validation activities
• Maintaining accurate audit trails for rule interpretation, monitoring outcomes, compliance exceptions, and breach investigations
• Responding to queries from investment, trading, and other stakeholders in a clear and timely manner
• Collaborating with regional and global teams to support consistent application of investment compliance standards and ways of working
• Identifying opportunities to improve processes, data quality, or monitoring efficiency, and contributing to the implementation of agreed improvements

The ideal candidate will have:

• At least 2-4 years of relevant experience in investment compliance, compliance monitoring, audit, assurance, or a similar control function
• Experience with investment compliance monitoring is preferred
• Good working understanding of investment management processes, portfolio construction, and trading activity
• Experience working with investment or trading teams
• Good understanding of the asset management industry, regulatory environment, and investment products and strategies across the APAC region
• Knowledge of a broad range of investment products and strategies, including regulated retail funds, MPF, UCITS, index-tracking strategies, segregated mandates, and alternative investments
• Strong understanding of regulatory frameworks and investment restrictions across jurisdictions
• Hands-on experience with compliance modules in order management or compliance monitoring systems such as Aladdin, CRIMS (CRD), Charles River, Bloomberg, or equivalent platforms
• Japanese language capability is a strong advantage

Invesco offers a comprehensive compensation and benefit package, including generous annual leave, flexible paid time off, hybrid work schedule, learning and development programs, health and wellbeing benefits, parental leave benefits, and employee stock purchase plan (if applicable in your region).

If you are a motivated and detail-oriented individual with a passion for investment compliance, please apply for this exciting opportunity.