Compliance Assurance Reviewer

We are seeking a Compliance Assurance Reviewer to join our team in APAC. The successful candidate will play a key role in delivering independent assurance reviews across the region, focusing on Compliance and Reputation Risks.

The role involves working collaboratively with stakeholders across the region and globally throughout the planning, execution, and reporting of Compliance Assurance reviews.

Key Responsibilities:

• Develop and refresh the Compliance Assurance Annual Plan, focusing on areas of highest risk and value in relation to Compliance Risk.
• Deliver risk-based assurance activity to validate the effectiveness of controls and processes designed to mitigate Compliance Risk.
• Identify potential risks associated with non-compliance or control weaknesses in relation to Compliance Risk.
• Communicate Compliance Assurance reports and issues to enhance the effectiveness of Compliance Risk management and oversight.
• Build and maintain effective relationships between Compliance Assurance and stakeholders across the three lines of defence.
• Proactively adopt Data Analytics capabilities to increase the efficiency, effectiveness, and coverage of Assurance work.

As a Compliance Assurance Reviewer, you should have experience with:

• Compliance Testing, Internal Audit, Risk Management, or a related assurance discipline within the financial services industry.
• Data Analytics/Generative Artificial Intelligence tool adoption to increase efficiency, effectiveness, and coverage.
• Professional qualifications in audit, compliance, risk management, or a related discipline would be advantageous.
• Effective written and verbal communication skills in English. Mandarin language proficiency would be an advantage.

Essential Skills:

• Report Writing
• Stakeholder Management
• Priority Management