Compliance Analyst - Quantitative Trading Advisory

We are seeking a Compliance Analyst to join our Quantitative Trading Advisory team at Millennium, a global alternative investment firm.

The successful candidate will support the management and maintenance of the firm's compliance program, including MiFID II, MAR and other relevant regulatory frameworks.

Responsibilities:

• Monitor regulatory changes, updates and industry-wide compliance initiatives.
• Support compliance reviews of Algorithmic Trading Groups, owning the initial vetting and ongoing review processes against the firm's Algorithmic Trading Policy.
• Assist with investigations of relevant surveillance alerts, as needed.
• Support regulatory examinations, inquiries, investigations and projects, as needed.
• Draft and update compliance policies and procedures, as needed.
• Prepare and deliver compliance training.

Requirements:

• 2–3+ years of experience in algorithmic or markets compliance advisory, including experience at a regulatory authority, bank, broker or buy-side firm.
• A bachelor's degree in Computer Science, Finance, Economics or a similar field, with a strong academic record, is preferred.
• A basic understanding of global financial markets, including market structure, is preferred.
• Strong analytical and conceptual problem-solving skills, with attention to detail.
• A strong sense of ownership and personal responsibility.
• Ability to prioritize, manage multiple tasks and meet deadlines while completing assignments.
• Strong written and verbal communication skills, with a collaborative approach and willingness to support others.
• Proficiency in Microsoft PowerPoint and Excel.