Description
Join RBC Wealth Management as a Complex Assistant Manager and serve as the primary liaison between the complex, branches, and other corporate departments. You will accelerate and drive the firm’s strategic initiatives by fostering meaningful partnerships, relationships, and an inclusive culture across the complex.
Responsibilities:
- Lead a team across multiple branches, partner with recruiting in the staffing process, and own overall hiring and training.
- Manage the Complex Operations Team and ensure all required Operations-related policies are adhered to.
- Assess suitability and risk for daily sales activities and ensure branch staff members comply with regulatory, firm, complex, and branch procedures.
- Ensure new advisors are properly onboarded and receive training on RBC’s policies and procedures.
- Serve as a point of contact for multiple departments within RBC, including Business Supervision Group, Compliance, Surveillance, and Legal.
- Partner with the Complex Director to develop and finalize the overall budget and actively manage it to its expected results.
Requirements:
- 7+ years of industry experience
- 3+ years of leadership experience
- Demonstrated ability to effectively influence others while building relationships
- Ability to independently manage multiple demands and competing priorities
- Series 7, 8 (or 9/10), and 66 (or 63/65) and Insurance licenses required for each state in the complex
Nice-to-have:
- Bachelor’s degree or equivalent working experience
- 5+ years of leadership experience
- Comprehensive knowledge of investment products and strategies, and understanding of the operations of a branch office
Benefits:
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
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