法令遵循人員 (Compliance AO)

We are seeking a Compliance AO to assist with ensuring the company's operations comply with relevant laws and regulations.

The successful candidate will be responsible for:

• Managing regulatory changes and updates
• Reviewing products and marketing materials
• Monitoring business processes to ensure compliance
• Conducting regular self-assessments and updating compliance manuals
• Collaborating with various departments to ensure fair treatment of customers

The role involves close interaction with departmental compliance supervisors and compliance contacts.

Responsibilities include:

• Optimizing regulatory change management processes
• Updating databases and compliance manuals
• Communicating with relevant units to confirm assessments and implementation plans
• Reviewing products and marketing materials
• Monitoring business processes to control sales risks

The ideal candidate will have strong knowledge of regulatory requirements and excellent communication skills.