Description
As a Compliance Advisory Specialist II in the Ethics Office at Capital One, you will contribute to administering the company's Ethics Line, Gifts & Entertainment, and Conflict of Interest disclosure programs.
Your responsibilities will include:
- Conducting assessments of Ethics Line and associate disclosures to triage and assign matters based on risk, severity, and policy applicability
- Escalating high-risk or sensitive cases and resolving low-risk cases in accordance with established standards
- Analyzing conflicts of interest involving associate disclosures related to relationships, outside activities, and personal financial investments
- Handling the pre-approval process for gifts and entertainment disclosures
- Monitoring intake trends and metrics to identify emerging risks and support continuous improvement of ethics and compliance processes
- Managing and enhancing technology systems and tools to maximize use of technology
- Implementing case management best practices and technological solutions
- Establishing and maintaining strong working relationships with key partners across Compliance, Legal, Human Resources, and Risk Management
- Supporting the development and presentation of key metrics for Ethics Program reporting
- Effectively communicating with stakeholders, key partners, and Corporate Integrity colleagues
- Prioritizing among multiple tasks and responsibilities in a fast-paced environment
The ideal candidate is a tech-savvy, diligent, and dedicated professional with experience in ethics and compliance, who works collaboratively as part of a team, enjoys learning new systems, and has a growth mindset.
Basic qualifications include:
- Bachelor's degree or military experience
- At least 1 year of experience in Corporate or government Ethics, Government Regulatory Enforcement, Legal, Risk Management, or Compliance programs
Preferred qualifications include:
- 1+ years of experience working in financial services
- 1+ years of experience analyzing ethics complaints, conflicts of interest, and gifts and entertainment
- Experience with ethics and compliance initiatives
- Experience collecting, analyzing, and measuring process data
- Experience with tech systems and tools
- Proficiency in the Google Suite
The salary range for this role is:
- McLean, VA: $96,500 - $110,100 per year
- Richmond, VA: $87,700 - $100,100 per year
This role is also eligible to earn performance-based incentive compensation.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being.