Description

We are seeking an Associate to support the daily operation of Post Trade Market Access & Administration.

Responsibilities:

Perform critical operational duties such as account setup, account administration, support functions to Clearing Participants/Investor Participants, and preparing MIS reports for Management's review.
Carry out due diligence and know-your-customer procedures for Clearing Participant/Investor Participant onboarding, account monitoring, and reporting in compliance with regulatory requirements, such as FATCA and AEOI.
Propose appropriate operational flow changes to strengthen control and enhance day-to-day operational efficiency.
Support implementation of new products, projects, and business initiatives.
Undertake other ad hoc tasks as assigned by supervisors.

Requirements:

University Degree, preferably in Finance/Business Administration or related disciplines.
At least 3-4 years' relevant experience in securities firms or well-established financial institutions with knowledge in securities, with exposure to Hong Kong and Mainland cash and derivatives markets.
Good command of written and spoken English and Chinese; proficiency in Putonghua will be an advantage.
Self-motivated, great attention to detail, good team player, strong communication and presentation skills.
Conversant PC skills including MS Word/Excel/PowerPoint/Access; proficiency in Macros and VBA is an advantage.