Description
We are seeking a PFA Risk & Compliance Manager to oversee regulatory compliance, assess risks, and design and implement risk and compliance programs.
Responsibilities:
- Review and approve marketing materials in accordance with internal policies and applicable regulatory requirements.
- Perform periodic compliance testing and support the remediation of identified gaps.
- Review conflicts of interest declarations and follow up on required actions.
- Support the BSC appeal process, including coordination and documentation.
- Coordinate BCP/BCM exercises, including call tree testing, and ensure the BCM framework complies with regulatory requirements.
- Perform periodic outsourcing reviews and business impact assessments.
- Assess the operational risk impact of outsourcing arrangements, new transactions, products, technologies, and changes to existing processes.
- Collaborate with departments to coordinate and provide guidance on RCSA, risk registers, incident reporting, process gaps, control analysis, and validation checks.
- Support Group risk and compliance reporting, including Business Control Reports and Risk Committee reporting, and ensure timely submission.
- Coordinate and manage requests arising from internal audit, external audit, and MAS reviews or findings.
- Track the progress and closure of audit, regulatory, or management action items.
- Perform ad-hoc tasks, projects, or reviews as assigned by the Head of Risk and Compliance.
Requirements:
- At least 5-7 years of working experience in risk, compliance, and/or Project Management.
- Experience in managing projects with multiple stakeholders.
- Experience with machine learning and artificial intelligence is a plus.
- Strong understanding of Compliance and Risk processes.
- Excellent communicator, organised, and meticulous.
- Nimble and flexible to change, able to adapt to fast-paced and changing situations.
- Positive attitude and passionate.
- Stakeholder management, enjoys working with people at all levels of seniority.
This listing is enriched and indexed by YubHub. To apply, use the employer's original posting:
https://prudential.wd3.myworkdayjobs.com/en-US/prudential/job/Singapore/PFA-Risk---Compliance-Manager_26080249