Risk and Compliance Specialist

At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone.

The Risk & Compliance Specialist is responsible for administration of the risk and compliance framework of AIAIM PH.

Responsibilities:

• Assist the Risk and Compliance Principal in the formulation of control and monitoring procedures
• Implement monitoring procedures
• Proactively support first-line adherence through timely preparation and dissemination of monitoring reports, reminders on action items
• Prepare regulatory and other risk and compliance reports
• Assist the Risk and Compliance Principal in disseminating new regulations
• Assist the Risk and Compliance Principal in formulating guidance for compliance procedures
• Ensure timely submission of reports
• Perform other tasks assigned by the Risk and Compliance Principal

Qualifications:

• Bachelor's degree in law, Finance, Business Administration, or a related field
• Minimum 3 years of experience in trust compliance, risk management, or investment compliance
• Familiarity with trust regulations and compliance frameworks
• Hands-on experience with investment compliance systems and related monitoring tools
• Strong analytical skills, with the ability to evaluate compliance risks and recommend solutions
• Excellent time management and organisational skills, with the ability to prioritise multiple projects simultaneously
• Strong verbal and written communication skills, with an ability to clearly convey compliance requirements to various collaborators