Description
iCapital is looking for an Investor Onboarding and Regulatory Review VP to join its Regulatory and Compliance team.
The successful candidate will review investor subscription materials submitted in relation to investments in private and registered funds, ensuring completeness and compliance with relevant regulations.
Responsibilities:
- Lead the Subscription Document Review team
- Manage client engagements and relationships
- Review, track, and maintain investor subscription materials
- Create and maintain client and investor reporting
- Maintain and update rules of engagement for fund sponsors and law firm fund formation departments
- Communicate with investment relation teams
- Provide deficiency comments for investor subscription materials
Qualifications:
- 8-15+ years of alternatives experience, preferably with private funds and registered investment advisor experience
- Experience in fund structuring and formation, reviewing governing documents for alternative and registered funds
- Experience reviewing governing documents for investors
- Knowledge of the Investment Company Act of 1940 and Securities Act of 1933
- AML/KYC knowledge of regulatory requirements for private fund investors is a plus
- Excellent verbal communication skills and strong ability for personal interaction
- Professionalism both client-facing and internally
- Thrives in a fast-paced environment with a continuous learning mindset
- Self-motivated with robust project management and process development skills
- JD a plus, but not required
Benefits:
- Base salary range: $155,000 to $185,000
- Compensation package includes salary, equity, and annual performance bonus
- Comprehensive benefits package, including employer-matched retirement plan, subsidized healthcare, parental leave, and unlimited PTO
- Work in the office Monday-Thursday, with flexibility to work remotely on Friday