Description
We are seeking a Principal Auditor to join our Internal Audit team at DWS Group in London.
As a Principal Auditor, you will evaluate the adequacy and effectiveness of the internal control environment, participate in local and global audit engagements, and undertake multiple audit assignments.
Responsibilities:
- Evaluate the adequacy and effectiveness of the internal control environment in accordance with the applicable Internal Audit Methodology under moderate supervision.
- Participate in local and global audit engagements across all areas and locations of the DWS Group – primarily in London / UK – and may be required to participate in ad hoc projects and Special Investigations.
- Undertake multiple Audit assignments and provide front-to-back audit coverage, and draft high-quality Audit reports for review by Audit management, facilitate issue tracking and validate the closure of Audit issues.
- Support dynamic, risk-based audit planning through participating in continuous monitoring of DWS business divisions and infrastructure functions, identifying and evaluating key risks, and developing effective tests to assess the design and operating effectiveness of key controls mitigating those risks.
- Develop and maintain consultative working relationships with the audit team, internal stakeholders, clients, and relevant infrastructure areas.
- Communicate audit results effectively, both verbally and in writing, at all levels of the organization.
Requirements:
- Audit experience or equivalent professional experience at a reputable asset manager / financial services company or at an audit firm with a relevant focus.
- Completed university degree in Business Administration, Economics or an MBA; CFA, CIA, FRM or other equivalent professional certifications are an advantage.
- Robust knowledge of the value chain and processes of an investment management company, particularly in exchange-traded funds, alternative investments, private credit, but also fundamental understanding of risk management practices and tools are desirable.
- Sound understanding of traditional asset management products as well as alternative investment products.
- Independent and proactive working style, supported by strong analytical and quantitative skills.
- First project management experience.
- Excellent written and verbal communication skills in English.
- High willingness to learn, strong assertiveness and readiness to take on challenges.
- Strong team orientation and the ability to work accurately and efficiently even in high-pressure situations.
- Proven ability to leverage AI tools to enhance productivity, optimize workflows to solve business problems, while applying critical judgment to ensure responsible and ethical use of data and AI outputs.
What we offer:
- 30 days’ holiday + bank holidays, with the option to purchase additional days.
- A non-contributory pension scheme, up to 10%.
- Physical and Mental Health Well-Being benefits including Private Medical Cover, a complimentary GP service and the support of Mental Health First Aiders.
- Family-friendly benefits including generous parental leave packages, to healthcare plans and travel insurance.