Description
We are seeking a Head of Certificate Operations in Charlotte, NC with a hybrid work schedule.
The Head of Certificate Operations is responsible for leading Howden US Certificate and Auto-ID functions, ensuring that client insurance certificates are issued, transferred, and delivered with accuracy, timeliness, and regulatory compliance.
Strategy, Process & Governance
- Define and execute the strategy for proof of insurance issuance across all business units.
- Establish governance frameworks, SLAs, and performance metrics to ensure efficiency, consistency, and compliance.
- Partner with operational and functional leaders to align proof of insurance delivery with enterprise objectives and service standards.
- Develop policies, controls, and audit-ready procedures that ensure compliance with regulatory, carrier, and client requirements.
- Provide management reporting on volumes, aging, exceptions, and regulatory metrics.
- Present findings and risk exposure updates to senior management and risk committees.
- Support internal and external audits, including SOC reports and regulatory examinations.
Regulatory & Compliance Oversight
- Oversee adherence to state, carrier, and regulatory requirements related to proof of insurance documentation.
- Maintain enterprise-level visibility into audit trails, exception management, and remediation activities.
- Partner with compliance and risk management functions to proactively identify and mitigate operational risks.
- Ensure readiness for internal and external audits through standardized documentation and governance.
Service Delivery Leadership
- Oversee end-to-end delivery of Certificates of Insurance and Auto ID issuance through Client Experience Center.
- Manage capacity planning, resource allocation, and service scalability across high-volume workflows.
- Monitor performance through dashboards and KPIs (e.g., turnaround times, accuracy rates, SLA adherence, client satisfaction).
- Serve as an escalation point for critical issues, coordinating with carriers and account teams to ensure resolution.
- Ensure quality assurance through proactive review, trend analysis, and root cause resolution.
Team Leadership & People Management
- Oversee talent strategy: hire, train, and develop certificate operations staff across issuance, transfer, and related functions.
- Set performance standards and service-level agreements (SLAs) for processing turnaround times.
- Manage workflow distribution and staffing across issuance, transfer, and reorganization-adjacent teams.
- Foster cross-training between certificate operations and related back-office functions (reorg, dividends, proxy).
Technology & Process Improvement
- Drive automation of manual certificate workflows, including digitization and straight-through processing initiatives.
- Active ownership and participation in technology builds and enhancements to support Certificate Operations including testing, capability feedback and future state operating model transformation.
- Participate as relates to certificates of insurance in the development of a client portal.
Stakeholder & Client Interaction
- Act as point of escalation for institutional and retail client issues involving certificates.
- Interact with clients and prospects on capabilities, strategy and operations related to certificates of insurance as requested.
- Coordinate with Legal and Compliance with regard to strategy or issues arising out of certificate issuance.
Qualifications:
- Bachelor’s degree in Business, Operations, or Insurance; MBA or relevant advanced degree preferred.
- 8–12 years of experience in insurance operations, shared services, or enterprise process management.
- At least 3–5 years in a senior leadership role overseeing certificate process ownership.
- Proven success implementing governance, automation, and continuous improvement initiatives.
- Experience with insurance systems (e.g., Epic, CSR24, AMS360, or equivalent platforms).
- Experience with technology build to support business needs.
- Proven people-management experience leading operations teams of 10+ employees.
- Strong analytical, organizational, and vendor-management skills.
- Excellent written and verbal communication skills, with experience presenting to senior management.
The expected base salary range for this role is $170,000 - $200,000; actual base salary will be determined based on factors including candidate experience and work location.
In addition to a competitive base salary, employees are eligible to receive a discretionary bonus. Howden also offers a variety of benefits and programs, subject to eligibility, including:
- Medical, dental, and vision insurance, including healthcare savings and reimbursement accounts
- 401(k) retirement plan
- Flexible Paid Time Off and paid parental leave
- Life and Disability insurance