Description
Group Internal Audit (GIA) supports the HKEX Group in achieving its business objectives, safeguarding its assets and reputation, and strengthening the control environment by providing objective, independent, and insightful assurance to the Board and senior management.
The Senior Auditor, Business Audit is responsible for performing high-quality business audits for the Group in accordance with GIA’s audit methodology and supporting departmental initiatives.
Key responsibilities include:
- Independently conduct risk-based audits, support the entire audit lifecycle, and prepare write-ups for audit issues and reports.
- Identify and escalate potential audit issues and root causes to the Auditor-in-Charge and GIA management for resolution.
- Contribute to continuous risk monitoring and assessment of business operations to identify emerging and high-risk areas for coverage.
- Develop good knowledge of the Group’s strategy, products, risk management processes, and operating platforms.
- Keep abreast of industry developments and business trends, and conduct research on industry and risk topics.
- Validate remediation of audit issues in an effective and timely manner.
- Participate in and contribute to departmental initiatives, such as the continuous improvement of GIA’s audit methodology.
- Support the preparation of materials for senior management, Audit Committee, and regulators.
The role requires at least 6 years of experience in internal or external audit, risk management, compliance, preferably with professional firms or financial institutions.
HKEX is committed as an Equal Opportunity Employer. Diversity is one of its core values, and it looks to support, respect diverse perspectives, abilities, culture, and experiences within its workplace.