Description
The Compliance Department at Deutsche Bank seeks to protect the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, and codes of conduct/ethics. The Investment Banking and Capital Markets Compliance APAC ('IBCM') team supports the IBCM business in APAC, including Hong Kong, China, Singapore, and other countries.
As a Vice President ('VP') in the IBCM Compliance APAC team, you will act as a trusted advisor to IBCM APAC businesses, providing compliance and regulatory advice on transactions, new product approvals, and day-to-day matters. You will be responsible for:
- Independently providing compliance and regulatory advice to IBCM on transactions, new product approvals, and day-to-day matters
- Evaluating compliance with relevant rules and regulations, identifying emerging risks, and driving the design and implementation of control mechanisms
- Assessing business processes, new initiatives, and new product and/or transaction approvals from a regulatory perspective
- Partnering with Compliance senior management and business heads to manage potential compliance and reputational risks
- Representing Compliance in key internal meetings and working groups related to IBCM
- Coordinating and collaborating with regional and global Compliance teams, Legal, and Business Management and Control Teams
The ideal candidate will have:
- University graduate; professional compliance or legal qualifications (e.g. CAMS, CFA, LLM) are an advantage
- Minimum 8 years of working experience in the banking industry with significant exposure to both Debt and Equity Capital Markets across Asia Pacific
- Deep knowledge and experience in a Business Line Compliance or at a regulatory body in ECM transaction
- Excellent verbal and written communication skills, with the ability to influence different stakeholders and build trusted relationships
In return, you can expect:
- Competitive Salary and non-contributory pension
- 20 days annual leave plus generous number of public holidays
- Life Assurance and Private Healthcare for you and your family
- A range of flexible benefits including retail discounts, gym benefits, wellbeing incentives
- The opportunity to support a wide-ranging CSR program plus take volunteering leave days
Deutsche Bank strives for a culture in which we are empowered to excel together every day. We welcome applications from all people and promote a positive, fair and inclusive work environment.