Description
SoFi is seeking an Independent Risk Management (IRM) Director to support the growth of its Invest business. The successful candidate will have deep subject matter expertise in broker-dealer, investment advisory matters, and retail investment product risks.
The IRM Director will serve as the senior second-line risk leader responsible for independent risk oversight of the Invest business, providing credible challenge, strategic risk advisory, and oversight across all material risk categories.
Key responsibilities include:
- Serving as the accountable 2LOD Risk Manager for the Invest business
- Providing hands-on independent oversight and credible challenge across consumer and retail investment products
- Identifying thematic and emerging risk trends and ensuring timely root-cause analysis, corrective action plans, and sustainable remediation
- Collaborating with business units, Enterprise Risk Management, Compliance, AML, and other functional teams to optimize the Enterprise Risk Appetite and tolerance
- Benchmarking risk practices against peer institutions and incorporating lessons learned from industry events or control failures
The ideal candidate will have 10+ years of experience in Risk Management, Operational Risk, Enterprise Risk, Product Risk, Audit, Compliance, or related control functions, with demonstrated experience supporting brokerage, investment advisory, wealth management, digital investing, and/or securities businesses.
SoFi offers a competitive salary and benefits package, with a base pay range of [insert range].