Compliance Officer

We are seeking a Compliance Officer to join our Asia FID Compliance team in Hong Kong. The successful candidate will work closely with senior team members to support the Asia FID business in complying with relevant rules, regulations, and codes.

The role involves:

• Providing oral and written advice on interpretation and application of compliance policies and procedures
• Engaging with FID desks to provide regulatory advice and compliance support
• Assisting in the creation and implementation of new policies and procedures
• Participating in strategic projects and initiatives with other regional and global legal and compliance professionals
• Designing and delivering training for FID on compliance and regulatory topics
• Advising on compliance reviews and surveillance
• Assisting with regulatory and client enquiries
• Coordinating regulatory audits and visits

Requirements include:

• Understanding of relevant products, such as foreign exchange, interest rate, credit, and commodities
• Relevant work experience in the financial services industry, preferably in Sales & Trading or Compliance
• Knowledge of Asian markets and regulatory regimes, particularly in Hong Kong and Mainland China
• Fluency in English and Mandarin
• Strong analytical and communication skills
• Ability to effectively review and analyse data and scenarios

At Morgan Stanley, you can expect a supportive and empowering work environment, comprehensive employee benefits, and opportunities for growth and development.