Description
We are seeking a Principal Risk Specialist, Control Testing to join our team in Alabang, Philippines.
As a Principal Risk Specialist, Control Testing, you will effectively identify, assess, monitor, and mitigate risks within the site consistent with Capital One’s internal controls and policies.
General Responsibilities:
- Performance of First Line of Defense Assessments
- Conducts periodic controls testing
- Performs Business Area Risk Review / Risk Management and Control Framework / Enterprise Risk Self-Assessment
- Leads local site audit management
- Liaises with internal and external auditors to facilitate audit requirements
- Risk and Remediation Monitoring
- Inputs risk issues and events in GRC
- Identifies potential risk issues and events and reports appropriate ticket for resolution
- Participates in the analysis and resolution of risk issues and controls
- Conducts local site audit remediation
- Maintains inventory of identified risks, controls, and remediation completion
- Site Risk Management
- Partners and liaises with Risk counterparts and the management team in implementing sustainable policies and compliance control programs
- Ensures site awareness of risk management, including providing training and assistance to Risk points-of-contact (POCs) and other employees on control procedures
- Performs periodic testing, control awareness discussions, distribution of control tools
- Cascades respective risk policies and standards relevant to each function
- Prepares materials for monthly Risk Committee Review meeting
Basic Qualifications:
- Educational Background: Business graduate, preferably with Accounting units
- Professional Experience: 3-5 years’ experience in managing risk and internal controls in Financial industry; Certified internal Auditor
- Skills Required:
- Understanding of operational risk management framework and techniques;
- Strong analytical skills to understand risk processes and identify appropriate controls;
- Effective communication skills to present, negotiate, and influence;
- Sound judgment in recommending and implementing resolutions;
Other Requirements:
- Amenable to working a midshift schedule in a hybrid setup