Description
We are seeking a Market Surveillance Analyst to join our team at Barclays in Pune.
The purpose of this role is to monitor and analyse market activity for potential signs of abuse or manipulation, verifying that there is adherence to regulatory requirements and internal policies and taking action to mitigate market misconduct.
Accountabilities
- Monitor market activities continuously, including order flows, prices, trading volumes and communications to identify potential irregularities or market misconduct.
- Conduct in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct.
- Provide business support in projects related to the firm’s market surveillance framework.
- Support regulatory queries and internal/external audits.
- Provide accurate and timely reports to regulatory authorities, internal stakeholders, and management regarding market surveillance activities, incidents, and trends.
- Execute appropriate controls aligned to the Barclays control framework and related firm-wide standards.
- Support the control environment in relation to data quality, model effectiveness and efficiency.
Analyst Expectations
- Perform prescribed activities in a timely manner and to a high standard, consistently driving continuous improvement.
- Requires in-depth technical knowledge and experience in their assigned area of expertise.
- Thorough understanding of the underlying principles and concepts within the area of expertise.
- Lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources.
- Demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard.
Requirements
- Experience with stakeholder management.
- Decision-making and problem-solving skills.
- Strong communication skills.
- Good analytical experience.
- Good understanding of surveillance.
- Strong understanding of Fixed Income/Trade Surveillance.
Desired Skills
- Conducting daily analysis of automated trade and communications surveillance alerts for global businesses.
- Identify and escalate potential breaches of regulatory rules and Barclays’ policies.
- Active involvement in enhancing current alerts and exception reports and supporting the development of new surveillance tools, reports and procedures.