Description
Job Description
You'll be joining Carta's Inbound Compliance team, managing the intake and resolution of KYC requests on behalf of leading asset managers and private equity firms.
Responsibilities
- Own the KYC request lifecycle, managing intake, processing, and timely resolution of inbound KYC requests.
- Serve as the primary point of contact for KYC inquiries, providing clear answers on global KYC requirements.
- Review and validate KYC documentation for completeness, accuracy, and compliance with AML, KYC, and international frameworks.
- Maintain accurate records of all KYC requests and documentation in Carta's systems.
- Monitor evolving KYC/AML regulations globally and apply updated requirements to daily work.
Requirements
- Detail-oriented under pressure, catching what others miss in a high-volume environment.
- Confident and client-ready, with experience in client KYC conversations with senior stakeholders.
- 1-2+ years of compliance experience, with a working understanding of global KYC and AML frameworks.
- Proactive decision-maker, able to assess situations and apply the right framework with minimal supervision.
- Experienced in complex legal entities, with prior exposure to corporate banking or a fund compliance environment.
- A communicator people trust, writing clearly and speaking with confidence.
Preferred Qualifications
- Experience with AI tools or technology-driven workflows.
- Prior experience in financial or legal services.
- Familiarity with KYC documentation and private markets structures.
- Regulatory framework exposure.
Salary
- $59,945 - $74,955 in Seattle
- The compensation package includes a market-competitive salary, equity for all full-time roles, exceptional benefits, and commission plans.
This listing is enriched and indexed by YubHub. To apply, use the employer's original posting:
https://job-boards.greenhouse.io/carta/jobs/7904721003