# Compliance Assurance Reviewer

**Company**: Barclays
**Location**: Cheung Kong Center, Hong Kong
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://barclays.wd3.myworkdayjobs.com/en-US/External_Career_Site_Barclays/job/Hong-Kong-Cheung-Kong-Center/Compliance-Assurance-Reviewer_JR-0000135213-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/job/compliance-assurance-reviewer-f91a7651-e9c/

## Description

We are seeking a Compliance Assurance Reviewer to join our team in APAC, focusing on delivering independent assurance reviews across the region. You will work collaboratively with stakeholders to plan, execute, and report on Compliance Assurance reviews, primarily focusing on Compliance and Reputation Risks.

The ideal candidate will have a good working knowledge of Conduct Risk frameworks, risk and control principles, and assurance testing methodologies and techniques. You will be expected to have well-developed analytical skills to identify key risks, control weaknesses, and areas of non-conformance, as well as the ability to communicate observations clearly and produce accurate reports.

Responsibilities:

- Develop and refresh the Compliance Assurance Annual Plan, focusing on high-risk areas

- Deliver risk-based assurance activities to validate control effectiveness

- Identify potential risks associated with non-compliance or control weaknesses

- Communicate Compliance Assurance reports and issues to stakeholders

- Build and maintain effective relationships with stakeholders across the three lines of defence

- Proactively adopt Data Analytics capabilities to enhance assurance work

Assistant Vice President Expectations:

- Advise and influence decision-making, contributing to policy development

- Lead a team performing complex tasks, using professional knowledge and skills

- Set objectives, coach employees, and appraise performance

- Demonstrate leadership behaviours, including Listen, Energise, Align, and Develop

Requirements:

- Experience in Compliance Testing, Internal Audit, Risk Management, or a related assurance discipline within the financial services industry

- Professional qualifications in audit, compliance, risk management, or a related discipline

- Effective written and verbal communication skills in English; Mandarin language proficiency is an advantage

- Essential skills: Report Writing, Stakeholder Management, Priority Management

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## Skills

### Required
- Conduct Risk frameworks
- risk and control principles
- assurance testing methodologies
- Data Analytics
- Report Writing
- Stakeholder Management
- Priority Management

### Nice to have
- Mandarin
- professional qualifications in audit, compliance, risk management

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Source: [Apply at barclays.wd3.myworkdayjobs.com](https://barclays.wd3.myworkdayjobs.com/en-US/External_Career_Site_Barclays/job/Hong-Kong-Cheung-Kong-Center/Compliance-Assurance-Reviewer_JR-0000135213-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)